Financial Services and Capital Markets

Financial Services and Capital Markets

Financial Services and Capital Markets

CA Financial Services and Capital Markets

Students who have opted for CA Financial Services and Capital Markets – Elective Paper need to refer the following five SEBI Regulations excluding the Schedules related thereto.

  1. SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
    [Last amended on June 30, 2018] (At S. No. 2 in the List)
  2. SEBI (Prohibition of Insider Trading) Regulations, 2015 [Last amended on June
    30, 2018] (At S. No. 3 in the List)
  3. SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 [Last
    amended on June 30, 2018] (At S. No. 16 in the List)
  4. SEBI (Buy Back of Securities) Regulations, 1998 [Last amended on June 30,
    2018] (At S. No. 27 in the List)
  5. SEBI (Mutual Funds) Regulations, 1996 [Last amended on June 30, 2018] (At
    S. No. 30 in the List)

Students are advised not to refer to the entire list of SEBI Regulation and Guidelines as provided in Chapter 16 of the Study Material. Compilation of above-mentioned Regulations is available at the following link: Click Here

CA Financial Services and Capital Markets Syllabus

Chapters Syllabus
1. Global Financial Markets Download
2. Impact of various policies of Financial Markets Download
3. Capital Market – Primary Download
4. Capital Market – Secondary Download
5. Money Market Download
6. Institutions and Intermediaries Download
7. Commodity Market Download
8. Banking – Management Download
9. Banking as Source of Capital Including NBFCs Download
10. Mutual Funds Download
11. Private Equity Download
12. Investment Banking Download
13. Credit Rating Download
14. Treasury Operations Download
15. Risk Management Download
16. Credit Derivatives Download
17. SEBI Guidelines Download

CA Financial Services and Capital Markets Syllabus