Financial Services and Capital Markets

Financial Services and Capital Markets

Financial Services and Capital Markets

CA Financial Services and Capital Markets

Students who have opted for CA Financial Services and Capital Markets – Elective Paper need to refer the following five SEBI Regulations excluding the Schedules related thereto.

  1. SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
    [Last amended on June 30, 2018] (At S. No. 2 in the List)
  2. SEBI (Prohibition of Insider Trading) Regulations, 2015 [Last amended on June
    30, 2018] (At S. No. 3 in the List)
  3. SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 [Last
    amended on June 30, 2018] (At S. No. 16 in the List)
  4. SEBI (Buy Back of Securities) Regulations, 1998 [Last amended on June 30,
    2018] (At S. No. 27 in the List)
  5. SEBI (Mutual Funds) Regulations, 1996 [Last amended on June 30, 2018] (At
    S. No. 30 in the List)

Students are advised not to refer to the entire list of SEBI Regulation and Guidelines as provided in Chapter 16 of the Study Material. Compilation of above-mentioned Regulations is available at the following link: Click Here

CA Financial Services and Capital Markets Syllabus

ChaptersSyllabus
1.Global Financial MarketsDownload
2.Impact of various policies of Financial MarketsDownload
3.Capital Market – PrimaryDownload
4.Capital Market – SecondaryDownload
5.Money MarketDownload
6.Institutions and IntermediariesDownload
7.Commodity MarketDownload
8.Banking – ManagementDownload
9.Banking as Source of Capital Including NBFCsDownload
10.Mutual FundsDownload
11.Private EquityDownload
12.Investment BankingDownload
13.Credit RatingDownload
14.Treasury OperationsDownload
15.Risk ManagementDownload
16.Credit DerivativesDownload
17.SEBI GuidelinesDownload

CA Financial Services and Capital Markets Syllabus